KANT,
CRITIQUE OF PURE REASON: PREFACES AND INTRODUCTION
(1781, 2nd ed. 1787)
Norman Kemp-Smith
translation, with Guyer and Wood pagination added
[] = Kemp-Smith pagination
<> = Guyer and Wood
pagination
Source: http://www.hkbu.edu.hk/~ppp/cpr/toc.html
<99> [7] PREFACE TO
FIRST EDITION
Human
reason has this peculiar fate that in one species of its knowledge it is
burdened by questions which, as prescribed by the very nature of reason itself,
it is not able to ignore, but which, as transcending all its powers, it is also
not able to answer.
The
perplexity into which it thus falls is not due to any fault of its own. It
begins with principles which it has no option save to employ in the course of
experience, and which this experience at the same time abundantly justifies it
in using. Rising with their aid (since it is determined to this also by its own
nature) to ever higher, ever more remote, conditions, it soon becomes aware
that in this way – the questions never ceasing – its work must always remain
incomplete; and it therefore finds itself compelled to resort to principles
which overstep all possible empirical employment, and which yet seem so
unobjectionable that even ordinary consciousness readily accepts them. But by this
procedure human reason precipitates itself into darkness and contradictions;
and while it may indeed conjecture that these must be in some way due to
concealed errors, it is not in a position to be able to detect them. For since
the principles of which it is making use transcend the limits of experience,
they are no longer subject to any empirical test. The battle-field of these
endless controversies is called metaphysics.
Time
was when metaphysics was entitled the Queen of all the sciences; and if the
will be taken for the deed, the preeminent importance of her accepted tasks
gives her every right to this title of honour. Now, however, the changed
fashion of the time brings her only scorn; a matron outcast [8] and forsaken,
she mourns like Hecuba: Modo maxima rerum, tot generis natisque potens –
nunc trahor exul, inops. [Greatest of all by race and birth, I am now cast
out powerless] - Ovid, Metamorphoses
Her
government, under the administration of the dogmatists, was at first despotic.
But inasmuch as the legislation still bore traces of the ancient barbarism, her
empire gradually through intestine wars gave way to complete anarchy; and the sceptics,
a species of nomads, despising all settled modes of life, broke up from time to
<100> time all civil society. Happily they were few in number, and were
unable to prevent its being established ever anew, although on no uniform and
self-consistent plan. In more recent times, it has seemed as if an end might be
put to all these controversies and the claims of metaphysics receive final
judgment, through a certain physiology of the human understanding – that
of the celebrated Locke. But it has turned out quite otherwise. For however the
attempt be made to cast doubt upon the pretensions of the supposed Queen by tracing
her lineage to vulgar origins in common experience, this genealogy has, as a
matter of fact, been fictitiously invented, and she has still continued to
uphold her claims. Metaphysics has accordingly lapsed back into the ancient
time-worn dogmatism, and so again suffers that depreciation from which it was
to have been rescued. And now, after all methods, so it is believed, have been
tried and found wanting, the prevailing mood is that of weariness and complete indifferentism
– the mother, in all sciences, of chaos and night, but happily in this case the
source, or at least the prelude, of their approaching reform and restoration.
For it at least puts an end to that ill-applied industry which has rendered
them thus dark, confused, and unserviceable.
But
it is idle to feign indifference to such enquiries, the object of which can
never be indifferent to our human nature. Indeed these pretended indifferentists,
however they may try to disguise themselves by substituting a popular tone for
the language of the Schools, inevitably fall back, in so far as they think at
all, into those very metaphysical assertions which they profess so greatly to
despise. None the less this indifference, showing itself in the midst of
flourishing sciences, and affecting precisely those [9] sciences, the knowledge
of which, if attainable, we should least of all care to dispense with, is a
phenomenon that calls for attention and reflection. It is obviously the effect
not of levity but of the matured judgment* of the age, which refuses to be any
longer put off with illusory <101>
knowledge. It is a call to reason to undertake anew the most difficult
of all its tasks, namely, that of self-knowledge, and to institute a tribunal
which will assure to reason its lawful claims, and dismiss all groundless
pretensions, not by despotic decrees, but in accordance with its own eternal
and unalterable laws. This tribunal is no other than the critique of pure
reason.
*
We often hear complaints of shallowness of thought in our age and of the consequent
decline of sound science. But I do not see that the sciences which rest upon a
secure foundation, such as mathematics, physics, etc. , in the least deserve
this reproach. On the contrary, they merit their old reputation for solidity,
and, in the case of physics, even surpass it. The same spirit would have become
active in other kinds of knowledge, if only attention had first been directed
to the determination of their principles. Till this is done, indifference,
doubt, and, in the final issue, severe criticism, are themselves proofs of a
profound habit of thought. Our age is, in especial degree, the age of
criticism, and to criticism everything must submit. Religion through its
sanctity, and law-giving through its majesty, may seek to exempt themselves
from it. But they then awaken just suspicion, and cannot claim the sincere
respect which reason accords only to that which has been able to sustain the
test of free and open examination.
I
do not mean by this a critique of books and systems, but of the faculty of
reason in general, in respect of all knowledge after which it may strive independently
of all experience. It will therefore decide as to the possibility or
impossibility of metaphysics in general, and determine its sources, its extent,
and its limits – all in accordance with principles.
I
have entered upon this path – the only one that has remained unexplored – and
flatter myself that in following it I have found a way of guarding against all
those errors which have hitherto set reason, in its non-empirical employment,
at [10] variance with itself. I have not evaded its questions by pleading the
insufficiency of human reason. On the contrary, I have specified these
questions exhaustively, according to principles; and after locating the point
at which, through misunderstanding, reason comes into conflict with itself, I
have solved them to its complete satisfaction. The answer to these questions
has not, indeed, been such as a dogmatic and visionary insistence upon
knowledge might lead us to expect – that can be catered for only through
magical devices, in which I am no adept. Such ways of answering them are,
indeed, not within the intention of the natural constitution of our reason; and
inasmuch as they have their source in misunderstanding, it is the duty of
philosophy to counteract their deceptive influence, no matter what prized and
cherished dreams may have to be disowned. In this enquiry I have made
completeness my chief aim, and I venture to assert that there is not a single
metaphysical problem which has not been solved, or for the solution of which
the key at least has not been supplied. Pure reason is, indeed, so perfect a
unity that if its principle were insufficient for the solution of even a single
one of all the questions to which it itself <102> gives birth we should
have no alternative but to reject the principle, since we should then no longer
be able to place implicit reliance upon it in dealing with any one of the other
questions.
While
I am saying this I can fancy that I detect in the face of the reader an
expression of indignation, mingled with contempt, at pretensions seemingly so
arrogant and vain-glorious. Yet they are incomparably more moderate than the
claims of all those writers who on the lines of the usual programme profess to
prove the simple nature of the soul or the necessity of a first beginning of
the world. For while such writers pledge themselves to extend human knowledge
beyond all limits of possible experience, I humbly confess that this is
entirely beyond my power. I have to deal with nothing save reason itself and
its pure thinking; and to obtain complete knowledge of these, there is no need
to go far afield, since I come upon them in my own self. Common logic itself
supplies an example, how all the simple acts of reason can be enumerated
completely and systematically. The subject of the present enquiry is the
[kindred] question, how much we can hope to achieve by [11] reason, when all
the material and assistance of experience are taken away.
So
much as regards completeness in our determination of each question, and exhaustiveness
in our determination of all the questions with which we have to deal. These
questions are not arbitrarily selected; they are prescribed to us, by the very
nature of knowledge itself, as being the subject-matter of our critical
enquiry.
As
regards the form of our enquiry, certainty and clearness are two
essential requirements, rightly to be exacted from anyone who ventures upon so
delicate an undertaking.
As
to certainty, I have prescribed to myself the maxim, that in this kind
of investigation it is in no wise permissible to hold opinions.
Everything, therefore, which bears any manner of resemblance to an hypothesis
is to be treated as contraband; it is not to be put up for sale even at the
lowest price, but forthwith confiscated, immediately upon detection. Any
knowledge that professes to hold a priori lays claim to be regarded as
absolutely necessary. This applies still more to any determination of
all pure a priori knowledge, since such determination has to serve as
the measure, and therefore as the [supreme] example, of all apodeictic
(philosophical) certainty. Whether I have succeeded in what I have undertaken
must be left altogether to the reader’s judgment; the author’s task is solely to
adduce grounds, not to speak as to the effect which they should have upon those
who are sitting in judgment. But the author, in order that he may not himself,
innocently, be the cause of any weakening of his arguments, may be permitted to
draw attention to certain passages, which, although merely incidental, may yet
occasion some mistrust. Such timely intervention may serve to counteract the
influence which even quite undefined doubts as to these minor matters might
otherwise exercise upon the reader’s <103> attitude in regard to the main
issue.
I
know no enquiries which are more important for exploring the faculty which we
entitle understanding, and for determining the rules and limits of its
employment, than those which I have instituted in the second chapter of the
Transcendental Analytic under the title Deduction of the Pure Concepts of
Understanding. They are also those which have [12] cost me the greatest
labour – labour, as I hope, not unrewarded. This enquiry, which is somewhat
deeply grounded, has two sides. The one refers to the objects of pure
understanding, and is intended to expound and render intelligible the objective
validity of its a priori concepts. It is therefore essential to my
purposes. The other seeks to investigate the pure understanding itself, its
possibility and the cognitive faculties upon which it rests; and so deals with
it in its subjective aspect. Although this latter exposition is of great
importance for my chief purpose, it does not form an essential part of it. For
the chief question is always simply this: – what and how much can the
understanding and reason know apart from all experience? not: – how is the
faculty of thought itself possible? The latter is, as it were, the search for
the cause of a given effect, and to that extent is somewhat hypothetical in
character (though, as I shall show elsewhere, it is not really so); and I would
appear to be taking the liberty simply of expressing an opinion, in
which case the reader would be free to express a different opinion. For this
reason I must forestall the reader’s criticism by pointing out that the
objective deduction with which I am here chiefly concerned retains its full
force even if my subjective deduction should fail to produce that complete
conviction for which I hope. On this matter, what has been said on pp. 92-93
should in any case suffice by itself.
As
regards clearness, the reader has a right to demand, in the first place,
a discursive (logical) clearness, through concepts, and secondly,
an intuitive (aesthetic) clearness, through intuitions, that is,
through examples and other concrete illustrations. For the first I have
sufficiently provided. That was essential to my purpose; but it has also been
the incidental cause of my not being in a position to do justice to the second
demand, which, if not so pressing, is yet still quite reasonable. I have been
almost continuously at a loss, during the progress of my work, how I should
proceed in this matter. Examples and illustrations seemed always to be
necessary, and so took their place, as required, in my first draft. But I very
soon became aware of the magnitude of my task and of the multiplicity of
matters with which I should have to deal; and as [13] I perceived that even if
treated in dry, purely scholastic fashion, the outcome would <104>
by itself be already quite sufficiently large in bulk, I found it inadvisable
to enlarge it yet further through examples and illustrations. These are
necessary only from a popular point of view; and this work can never be
made suitable for popular consumption. Such assistance is not required by
genuine students of the science, and, though always pleasing, might very well
in this case have been self-defeating in its effects. Abbot Terrasson has
remarked that if the size of a volume be measured not by the number of its
pages but by the time required for mastering it, it can be said of many a book,
that it would be much shorter if it were not so short. On the other
hand, if we have in view the comprehensibility of a whole of speculative knowledge,
which, though wide-ranging, has the coherence that follows from unity of
principle, we can say with equal justice that many a book would have been
much clearer if it had not made such an effort to be clear. For the aids to
clearness, though they may be of assistance in regard to details, often
interfere with our grasp of the whole. The reader is not allowed to arrive
sufficiently quickly at a conspectus of the whole; the bright colouring of the
illustrative material intervenes to cover over and conceal the articulation and
organisation of the system, which, if we are to be able to judge of its unity
and solidity, are what chiefly concern us.
The
reader, I should judge, will feel it to be no small inducement to yield his
willing co-operation, when the author is thus endeavouring, according to the
plan here proposed, to carry through a large and important work in a complete
and lasting manner. Metaphysics, on the view which we are adopting, is the only
one of all the sciences which dare promise that through a small but
concentrated effort it will attain, and this in a short time, such completion
as will leave no task to our successors save that of adapting it in a didactic
manner according to their own preferences, without their [14] being able to add
anything whatsoever to its content. For it is nothing but the inventory
of all our possessions through pure reason, systematically arranged. In
this field nothing can escape us. What reason produces entirely out of itself
cannot be concealed, but is brought to light by reason itself immediately the
common principle has been discovered. The complete unity of this kind of
knowledge, and the fact that it is derived solely from pure concepts, entirely
uninfluenced by any experience or by special intuition, such as might
lead to any determinate experience that would enlarge and increase it, make
this unconditioned completeness not only practicable but also necessary. Tecum
habita, et noris quam sit tibi curta supellex. [Dwell in your own house,
and you will know how simple your possessions are] - Persius.
Such
a system of pure (speculative) reason I hope myself to produce <105>
under the title Metaphysics of Nature. It will be not half as large, yet
incomparably richer in content than this present Critique, which has as
its first task to discover the sources and conditions of the possibility of
such criticism, clearing, as it were, and levelling what has hitherto been
wasteground. In this present enterprise I look to my reader for the patience
and impartiality of a judge; whereas in the other I shall look for the
benevolent assistance of a fellow-worker. For however completely all the
principles of the system are presented in this Critique, the
completeness of the system itself likewise requires that none of the derivative
concepts be lacking. These cannot be enumerated by any a priori
computation, but must be discovered gradually. Whereas, therefore, in this Critique
the entire synthesis of the concepts has been exhausted, there will
still remain the further work of making their analysis similarly
complete, a task which is rather an amusement than a labour.
I
have only a few remarks to add of a typographical character. As the beginning
of the printing was delayed, I was not able to see more than about half of the
proof-sheets, and I now find some misprints, which do not, however, affect the
sense except on p. 379, line 4 from the bottom, where specific has to be read
in place of sceptical.
The
antinomy [15] of pure reason, from p. 425 to p. 461, has been so arranged, in
tabular form, that all that belongs to the thesis stands on the left and what
belongs to the antithesis on the right. This I have done in order that
proposition and counterproposition may be the more easily compared with one
another.
[17] <106> PREFACE TO THE
SECOND EDITION
Whether
the treatment of such knowledge as lies within the province of reason does or
does not follow the secure path of a science, is easily to be determined from
the outcome. For if after elaborate preparations, frequently renewed, it is
brought to a stop immediately it nears its goal; if often it is compelled to
retrace its steps and strike into some new line of approach; or again, if the
various participants are unable to agree in any common plan of procedure, then
we may rest assured that it is very far from having entered upon the secure
path of a science, and is indeed a merely random groping. In these
circumstances, we shall be rendering a service to reason should we succeed in
discovering the path upon which it can securely travel, even if, as a result of
so doing, much that is comprised in our original aims, adopted without
reflection, may have to be abandoned as fruitless.
That
logic has already, from the earliest times, proceeded upon this sure path is
evidenced by the fact that since Aristotle it has not required to retrace a
single step, unless, indeed, we care to count as improvements the removal of
certain needless subtleties or the clearer exposition of its recognised
teaching, features which concern the elegance rather than the certainty of the
science. It is remarkable also that to the present day this logic has not been
able to advance a single step, and is thus to all appearance a closed and
completed body of doctrine. If some of the moderns have thought to enlarge it
by introducing psychological chapters on the different faculties of
knowledge (imagination, wit, etc. ), metaphysical chapters on the origin
of knowledge or on the different kinds of certainty according to difference in
the objects (idealism, scepticism, etc. ), or anthropological chapters
on prejudices, their causes and remedies, this could only arise from their
ignorance of the [18] peculiar nature of logical science. We do not enlarge but
disfigure sciences, if we allow them to trespass upon one another’s territory.
The sphere of logic is quite precisely delimited; its sole concern is to give
an exhaustive exposition and a strict proof of the formal <107> rules of
all thought, whether it be a priori or empirical, whatever be its origin
or its object, and whatever hindrances, accidental or natural, it may encounter
in our minds.
That
logic should have been thus successful is an advantage which it owes entirely
to its limitations, whereby it is justified in abstracting – indeed, it is
under obligation to do so – from all objects of knowledge and their
differences, leaving the understanding nothing to deal with save itself and its
form. But for reason to enter on the sure path of science is, of course, much
more difficult, since it has to deal not with itself alone but also with
objects. Logic, therefore, as a propaedeutic, forms, as it were, only the
vestibule of the sciences; and when we are concerned with specific modes of
knowledge, while logic is indeed presupposed in any critical estimate of them,
yet for the actual acquiring of them we have to look to the sciences properly
and objectively so called.
Now
if reason is to be a factor in these sciences, something in them must be known a
priori, and this knowledge may be related to its object in one or other of
two ways, either as merely determining it and its concept (which must be
supplied from elsewhere) or as also making it actual. The former is theoretical,
the latter practical knowledge of reason. In both, that part in which
reason determines its object completely a priori, namely, the pure
part – however much or little this part may contain – must be first and
separately dealt with, in case it be confounded with what comes from other
sources. For it is bad management if we blindly pay out what comes in, and are
not able, when the income falls into arrears, to distinguish which part of it
can justify expenditure, and in which line we must make reductions.
Mathematics
and physics, the two sciences in which reason yields theoretical knowledge, have
to determine their objects a priori, the former doing so quite purely,
the latter having [19] to reckon, at least partially, with sources of knowledge
other than reason.
In
the earliest times to which the history of human reason extends, mathematics,
among that wonderful people, the Greeks, had already entered upon the sure path
of science. But it must not be supposed that it was as easy for mathematics as
it was for logic – in which reason has to deal with itself alone – to light
upon, or rather to construct for itself, that royal road. On the contrary, I
believe that it long remained, especially among the Egyptians, in the groping
stage, and that the transformation must have been due to a revolution
brought about by the happy thought of a single man, the experiment which he
devised <108> marking out the path upon which the science must enter, and
by following which, secure progress throughout all time and in endless
expansion is infallibly secured. The history of this intellectual revolution –
far more important than the discovery of the passage round the celebrated Cape
of Good Hope – and of its fortunate author, has not been preserved. But the
fact that Diogenes Laertius, in handing down an account of these matters, names
the reputed author of even the least important among the geometrical
demonstrations, even of those which, for ordinary consciousness, stand in need
of no such proof, does at least show that the memory of the revolution, brought
about by the first glimpse of this new path, must have seemed to mathematicians
of such outstanding importance as to cause it to survive the tide of oblivion.
A new light flashed upon the mind of the first man (be he Thales or some other)
who demonstrated the properties of the isosceles triangle. The true method, so
he found, was not to inspect what he discerned either in the figure, or in the
bare concept of it, and from this, as it were, to read off its properties; but
to bring out what was necessarily implied in the concepts that he had himself
formed a priori, and had put into the figure in the construction by
which he presented it to himself. If he is to know anything with a priori
certainty he must not ascribe to the figure anything save what necessarily
follows from what he has himself set into it in accordance with his concept.
Natural
science was very much longer in entering upon the highway of science. It is,
indeed, only about a century and a [20] half since Bacon, by his ingenious
proposals, partly initiated this discovery, partly inspired fresh vigour in
those who were already on the way to it. In this case also the discovery can be
explained as being the sudden outcome of an intellectual revolution. In my
present remarks I am referring to natural science only in so far as it is
founded on empirical principles.
When
Galileo caused balls, the weights of which he had himself previously
determined, to roll down an inclined plane; when Torricelli made the air carry
a weight which he had calculated beforehand to be equal to that of a definite
column of water; or in more recent times, when Stahl changed metal into lime,
and lime back into metal, by withdrawing something and <109> then
restoring it,* a light broke upon all students of nature. They learned that
reason has insight only into that which it produces after a plan of its own,
and that it must not allow itself to be kept, as it were, in nature’s
leading-strings, but must itself show the way with principles of judgment based
upon fixed laws, constraining nature to give answer to questions of reason’s own
determining. Accidental observations, made in obedience to no previously
thought-out plan, can never be made to yield a necessary law, which alone
reason is concerned to discover. Reason, holding in one hand its principles,
according to which alone concordant appearances can be admitted as equivalent
to laws, and in the other hand the experiment which it has devised in
conformity with these principles, must approach nature in order to be taught by
it. It must not, however, do so in the character of a pupil who listens to
everything that the teacher chooses to say, but of an appointed judge who
compels the witnesses to answer questions which he has himself formulated. Even
physics, therefore, owes the beneficent revolution in its point of view
entirely to the happy thought, that while reason must seek in nature, not
fictitiously ascribe to it, whatever as not being knowable through reason’s own
resources has to be learnt, if learnt at all, only from nature, it must adopt
as its guide, in so seeking, that which it has itself put into nature. It is
thus that the study of nature has entered on the secure path of a [21] science,
after having for so many centuries been nothing but a process of merely random
groping.
* I
am not, in my choice of examples, tracing the exact course of the history of
the experimental method; we have indeed no very precise knowledge of its first
beginnings.
Metaphysics
is a completely isolated speculative science of reason, which soars far above
the teachings of experience, and in which reason is indeed meant to be its own
pupil. Metaphysics rests on concepts alone – not, like mathematics, on their
application to intuition. But though it is older than all other sciences, and
would survive even if all the rest were swallowed up in the abyss of an
all-destroying barbarism, it has not yet had the good fortune to enter upon the
secure path of a science. For in it reason is perpetually being brought to a
stand, even when the laws into which it is seeking to have, as it professes, an
a priori insight are those that are confirmed by our most common
experiences. Ever and again we have to retrace our steps, as not leading us in
the direction in which we desire to go. So far, too, are the students of
metaphysics from exhibiting any kind of unanimity in their contentions, that
metaphysics has rather to be regarded as a battle-ground quite peculiarly
suited for those who desire to exercise themselves in mock combats, and in
which no participant has ever yet succeeded in gaining even so much as an inch
<110> of territory, not at least in such manner as to secure him in its
permanent possession. This shows, beyond all questioning, that the procedure of
metaphysics has hitherto been a merely random groping, and, what is worst of
all, a groping among mere concepts.
What,
then, is the reason why, in this field, the sure road to science has not
hitherto been found? Is it, perhaps, impossible of discovery? Why, in that
case, should nature have visited our reason with the restless endeavour whereby
it is ever searching for such a path, as if this were one of its most important
concerns. Nay, more, how little cause have we to place trust in our reason, if,
in one of the most important domains of which we would fain have knowledge, it
does not merely fail us, but lures us on by deceitful promises, and in the end
betrays us! Or if it be only that we have thus far failed to find the true
path, are there any indications to justify the hope that by renewed efforts we
may have better fortune than has fallen to our predecessors?
The
examples of mathematics and natural science, which by a single and sudden
revolution have become what they [22] now are, seem to me sufficiently
remarkable to suggest our considering what may have been the essential features
in the changed point of view by which they have so greatly benefited. Their
success should incline us, at least by way of experiment, to imitate their
procedure, so far as the analogy which, as species of rational knowledge, they
bear to metaphysics may permit. Hitherto it has been assumed that all our
knowledge must conform to objects. But all attempts to extend our knowledge of
objects by establishing something in regard to them a priori, by means
of concepts, have, on this assumption, ended in failure. We must therefore make
trial whether we may not have more success in the tasks of metaphysics, if we
suppose that objects must conform to our knowledge. This would agree better
with what is desired, namely, that it should be possible to have knowledge of
objects a priori, determining something in regard to them prior to their
being given. We should then be proceeding precisely on the lines of Copernicus’
primary hypothesis. Failing of satisfactory progress in explaining the
movements of the heavenly bodies on the supposition that they all revolved
round the spectator, he tried whether he might not have better success if he
made the spectator to revolve and the stars to remain at rest. A similar
experiment can be tried in metaphysics, as regards the intuition of
objects. If intuition must conform to the constitution of the objects, I do not
see how we could know anything of the latter a priori; but if the object
(as object of the senses) must conform to the constitution of our faculty of
intuition, I have no difficulty in conceiving such a possibility. Since I
cannot rest in these intuitions if they are to become known, but must relate
them as representations to something as their object, and determine this latter
through them, either I must assume that the concepts, by means of which
I obtain this determination, conform to the object, or else I assume that the
objects, or what is the same thing, that the experience in which alone,
as given objects, they can be known, conform to the concepts. In the former
case, I am again in the same perplexity as to how I can know anything a
priori in regard to the objects. In the latter case the outlook is more
hopeful. For experience is itself a species of knowledge which involves [23]
understanding; and understanding has rules which I must presuppose as being in
me prior to objects being given to me, and therefore as being a priori.
They find expression in a priori concepts to which all objects of
experience necessarily conform, and with which they must agree. As regards
objects which are thought solely through reason, and indeed as necessary, but
which can never – at least not in the manner in which reason thinks them – be
given in experience, the attempts at thinking them (for they must admit of
being thought) will furnish an excellent touchstone of what we are adopting as
our new method of thought, namely, that we can know a priori of things
only what we ourselves put into them.*
*
This method, modelled on that of the student of nature, consists in looking for
the elements of pure reason in what admits of confirmation or refutation by
experiment. Now the propositions of pure reason, especially if they venture
out beyond all limits of possible experience, cannot be brought to the test
through any experiment with their objects, as in natural science. In
dealing with those concepts and principles which we adopt a
priori, all that we can do is to contrive that they be used for viewing
objects from two different points of view – on the one hand, in connection with
experience, as objects of the senses and of the understanding, and on the other
hand, for the isolated reason that strives to transcend all limits of
experience, as objects which are thought merely. If, when things are viewed
from this twofold standpoint, we find that there is agreement with the
principle of pure reason, but that when we regard them only from a single point
of view reason is involved in unavoidable self-conflict, the experiment decides
in favour of the correctness of this distinction.
This
experiment succeeds as well as could be desired, and promises to metaphysics,
in its first part – the part that is occupied with those concepts a priori
to which the corresponding objects, commensurate with them, can be given in
experience – the secure path of a science. For the new point of view enables us
to explain how there can be knowledge a priori; and, in addition, to
furnish satisfactory proofs of the laws which form the a priori basis of
nature, regarded as the sum of the objects of experience – neither achievement
being possible on the procedure hitherto followed. But this deduction of our
power of knowing a priori, <112> in the first part of metaphysics,
has a consequence which is startling, and which has the appearance [24] of
being highly prejudicial to the whole purpose of metaphysics, as dealt with in
the second part. For we are brought to the conclusion that we can never
transcend the limits of possible experience, though that is precisely what this
science is concerned, above all else, to achieve. This situation yields, however,
just the very experiment by which, indirectly, we are enabled to prove the
truth of this first estimate of our a priori knowledge of reason,
namely, that such knowledge has to do only with appearances, and must leave the
thing in itself as indeed real per se, but as not known by us. For what
necessarily forces us to transcend the limits of experience and of all
appearances is the unconditioned, which reason, by necessity and by
right, demands in things in themselves, as required to complete the series of
conditions. If, then, on the supposition that our empirical knowledge conforms
to objects as things in themselves, we find that the unconditioned cannot be
thought without contradiction, and that when, on the other hand, we suppose
that our representation of things, as they are given to us, does not conform to
these things as they are in themselves, but that these objects, as appearances,
conform to our mode of representation, the contradiction vanishes; and
if, therefore, we thus find that the unconditioned is not to be met with in
things, so far as we know them, that is, so far as they are given to us, but
only so far as we do not know them, that is, so far as they are things in
themselves, we are justified in concluding that what we at first assumed for
the purposes of experiment is now definitely confirmed.* But when all progress
in the field of the supersensible has thus been denied to speculative reason,
it is still open to us to enquire whether, in the practical [25] knowledge of
reason, data may not be found sufficient to determine reason’s transcendent
concept of the unconditioned, and so to enable us, in accordance with the wish
of metaphysics, and by means of knowledge that is possible a priori,
though only from a practical point of view, to pass beyond the limits of all
possible experience. <113> Speculative reason has thus at least made room
for such an extension; and if it must at the same time leave it empty, yet none
the less we are at liberty, indeed we are summoned, to take occupation of it,
if we can, by practical data of reason.**
*
This experiment of pure reason bears a great similarity to what in chemistry is
sometimes entitled the experiment of reduction, or more usually the synthetic
process. The analysis of the metaphysician separates pure a priori
knowledge into two very heterogeneous elements, namely, the knowledge of things
as appearances, and the knowledge of things in themselves; his dialectic
combines these two again, in harmony with the necessary idea of the unconditioned
demanded by reason, and finds that this harmony can never be obtained except
through the above distinction, which must therefore be accepted.
**
Similarly, the fundamental laws of the motions of the heavenly bodies gave
established certainty to what Copernicus had at first assumed only as an
hypothesis, and at the same time yielded proof of the invisible force (the
Newtonian attraction) which holds the universe together. The latter would have
remained for ever undiscovered if Copernicus had not dared, in a manner
contradictory of the senses, but yet true, to seek the observed movements, not
in the heavenly bodies, but in the spectator. The change in point of view,
analogous to this hypothesis, which is expounded in the Critique, I put
forward in this preface as an hypothesis only, in order to draw attention to
the character of these first attempts at such a change, which are always
hypothetical. But in the Critique itself it will be proved,
apodeictically not hypothetically, from the nature of our representations of
space and time and from the elementary concepts of the understanding.
This
attempt to alter the procedure which has hitherto prevailed in metaphysics, by
completely revolutionising it in accordance with the example set by the
geometers and physicists, forms indeed the main purpose of this critique of
pure speculative reason. It is a treatise on the method, not a system of the
science itself. But at the same time it marks out the whole plan of the
science, both as regards its limits and as regards its entire internal
structure. For pure speculative reason has this peculiarity, that it can
measure its powers according to the different ways in which it chooses the
objects of its thinking, and can also give an exhaustive enumeration of the
various ways in which it propounds its problems, and so is able, nay bound, to
trace the complete outline of a system of metaphysics. As regards the first
point, nothing in a priori knowledge can be ascribed to objects save
what the thinking subject derives from itself; as regards the second point,
pure reason, so far as the principles of its knowledge are concerned, [26] is a
quite separate self-subsistent unity, in which, as in an organised body, every
member exists for every other, and all for the sake of each, so that no
principle can safely be taken in any one relation, unless it has
<114> been investigated in the entirety of its relations to the
whole employment of pure reason. Consequently, metaphysics has also this
singular advantage, such as falls to the lot of no other science which deals
with objects (for logic is concerned only with the form of thought in
general), that should it, through this critique, be set upon the secure path of
a science, it is capable of acquiring exhaustive knowledge of its entire field.
Metaphysics has to deal only with principles, and with the limits of their
employment as determined by these principles themselves, and it can therefore
finish its work and bequeath it to posterity as a capital to which no addition
can be made. Since it is a fundamental science, it is under obligation to
achieve this completeness. We must be able to say of it: nil actum reputans,
si quid superesset agendum. [Thinking nothing done if something more is to
be done]
But,
it will be asked, what sort of a treasure is this that we propose to bequeath
to posterity? What is the value of the metaphysics that is alleged to be thus
purified by criticism and established once for all? On a cursory view of the
present work it may seem that its results are merely negative, warning
us that we must never venture with speculative reason beyond the limits of
experience. Such is in fact its primary use. But such teaching at once acquires
a positive value when we recognise that the principles with which
speculative reason ventures out beyond its proper limits do not in effect extend
the employment of reason, but, as we find on closer scrutiny, inevitably narrow
it. These principles properly belong [not to reason but] to sensibility, and
when thus employed they threaten to make the bounds of sensibility coextensive
with the real, and so to supplant reason in its pure (practical) employment. So
far, therefore, as our Critique limits speculative reason, it is indeed negative;
but since it thereby removes an obstacle which stands in the way of the
employment of practical reason, nay threatens to destroy it, it has in reality
a positive and very important use. At least this is so, immediately we
are convinced that there is an absolutely necessary practical employment
of pure reason – the moral – in which it [27] inevitably goes beyond the
limits of sensibility. Though [practical] reason, in thus proceeding, requires
no assistance from speculative reason, it must yet be assured against its
opposition, that reason may not be brought into conflict with <115>
itself. To deny that the service which the Critique renders is Positive
in character, would thus be like saying that the police are of no positive
benefit, inasmuch as their main business is merely to prevent the violence of
which citizens stand in mutual fear, in order that each may pursue his vocation
in peace and security. That space and time are only forms of sensible
intuition, and so only conditions of the existence of things as appearances;
that, moreover, we have no concepts of understanding, and consequently no
elements for the knowledge of things, save in so far as intuition can be given
corresponding to these concepts; and that we can therefore have no knowledge of
any object as thing in itself, but only in so far as it is an object of
sensible intuition, that is, an appearance – all this is proved in the
analytical part of the Critique. Thus it does indeed follow that all possible
speculative knowledge of reason is limited to mere objects of experience.
But our further contention must also be duly borne in mind, namely, that though
We cannot know these objects as things in themselves, we must yet be in
position at least to think them as things in themselves;* otherwise we
should be landed in the absurd conclusion that there can be appearance without
anything that appears. Now let us suppose that the distinction, which our
Critique has shown to be necessary, between things as objects of experience and
those same things as things in themselves, had not been made. In that case all things
in general, as far as they are [28] efficient causes, would be determined by
the principle of causality and consequently by the mechanism of nature. I could
not, therefore, without palpable contradiction, say of one and the same being,
for instance the human soul, that its will is free and yet is subject to
natural necessity, that is, is not free. For I have taken the soul in both
propositions in one and the same sense, namely as a thing in general,
that is, as a thing in itself; and save by means of a preceding critique,
<116> could not have done otherwise. But if our Critique is not in error
in teaching that the object is to be taken in a twofold sense, namely as
appearance and as thing in itself; if the deduction of the concepts of
understanding is valid, and the principle of causality therefore applies only
to things taken in the former sense, namely, in so far as they are objects of
experience – these same objects, taken in the other sense, not being subject to
the principle – then there is no contradiction in supposing that one and the
same will is, in the appearance, that is, in its visible acts, necessarily
subject to the law of nature, and so far not free, while yet, as
belonging to a thing in itself, it is not subject to that law, and is therefore
free. My soul, viewed from the latter standpoint, cannot indeed be known
by means of speculative reason (and still less through empirical observation);
and freedom as a property of a being to which I attribute effects in the
sensible world, is therefore also not knowable in any such fashion. For I
should then have to know such a being as determined in its existence, and yet
as not determined in time – which is impossible, since I cannot support my
concept by any intuition. But though I cannot know, I can yet think
freedom; that is to say, the representation of it is at least not
self-contradictory, provided due account be taken of our critical distinction
between the two modes of representation, the sensible and the intellectual, and
of the resulting limitation of the pure concepts of understanding and of the
principles which flow from them.
If
we grant that morality necessarily presupposes freedom (in the strictest sense)
as a property of our will; if, that is to say, we grant that it yields
practical principles – original principles, proper to our reason – as a
priori data of reason, and that this would be absolutely impossible save on
the assumption [29] of freedom; and if at the same time we grant that
speculative reason has proved that such freedom does not allow of being
thought, then the former supposition – that made on behalf of morality – would
have to give way to this other contention, the opposite of which involves a
palpable contradiction. For since it is only on the assumption of freedom that
the negation of morality contains any contradiction, freedom, and with it
morality, would have to yield to the mechanism of nature. Morality does not,
indeed, require that freedom should be understood, but only that it should not
contradict itself, and so should at least allow of being thought, and that as
thus thought it should place no obstacle in the way of a free act (viewed in
another relation) likewise conforming to the mechanism of nature. The doctrine
of morality and the doctrine of nature may each, therefore, make good its
position. This, however, is only possible in so far as criticism has previously
established our unavoidable ignorance of things in themselves, and has limited
all that we can theoretically know to mere appearances. This discussion
as to the positive advantage of critical principles of pure reason can be
<117> similarly developed in regard to the concept of God and of
the simple nature of our soul; but for the sake of brevity such
further discussion may be omitted. [From what has already been said, it is
evident that] even the assumption – as made on behalf of the necessary
practical employment of my reason – of God, freedom, and immortality
is not permissible unless at the same time speculative reason be deprived of
its pretensions to transcendent insight. For in order to arrive at such insight
it must make use of principles which, in fact, extend only to objects of
possible experience, and which, if also applied to what cannot be an object of
experience, always really change this into an appearance, thus rendering all practical
extension of pure reason impossible. I have therefore found it necessary to
deny knowledge, in order to make room for faith. The dogmatism of
metaphysics, that is, the preconception that it is possible to make headway in
metaphysics without a previous criticism of pure reason, is the source of all
that unbelief, always very dogmatic, which wars against morality. [30] Though
it may not, then, be very difficult to leave to posterity the bequest of a
systematic metaphysic, constructed in conformity with a critique of pure
reason, yet such a gift is not to be valued lightly. For not only will reason
be enabled to follow the secure path of a science, instead of, as hitherto,
groping at random, without circumspection or self-criticism; our enquiring
youth will also be in a position to spend their time more profitably than in
the ordinary dogmatism by which they are so early and so greatly encouraged to
indulge in easy speculation about things of which they understand nothing, and
into which neither they nor anyone else will ever have any insight –
encouraged, indeed, to invent new ideas and opinions, while neglecting the
study of the better-established sciences. But, above all, there is the
inestimable benefit, that all objections to morality and religion will be for
ever silenced, and this in Socratic fashion, namely, by the clearest proof of
the ignorance of the objectors. There has always existed in the world, and
there will always continue to exist, some kind of metaphysics, and with it the
dialectic that is natural to pure reason. It is therefore the first and most
important task of philosophy to deprive metaphysics, once and for all, of its
injurious influence, by attacking its errors at their very source.
*
To know an object I must be able to prove its possibility, either from
its actuality as attested by experience, or a priori by means of reason.
But I can think whatever I please, provided only that I do not
contradict myself, that is, provided my concept is a possible thought. This
suffices for the possibility of the concept, even though I may not be able to
answer for there being, in the sum of all possibilities, an object
corresponding to it. But something more is required before I can ascribe to
such a concept objective validity, that is, real possibility; the former
possibility is merely logical. This something more need not, however, be sought
in the theoretical sources of knowledge; it may lie in those that are
practical.
Notwithstanding
this important change in the field of the sciences, and the loss of its
fancied possessions which speculative reason must suffer, general human
interests remain in the same privileged position as hitherto, and the
advantages which the world has hitherto derived from the teachings of pure
reason are in no way diminished. The loss affects only the monopoly of the
schools, in no respect the interests of humanity. I appeal to the
most rigid dogmatist, whether the proof of the continued existence of our soul
after death, derived from the simplicity of substance, or of the freedom of the
will as opposed to a universal mechanism, <118> arrived at through the
subtle but ineffectual distinctions between subjective and objective practical
necessity, or of the existence of God as deduced from the concept of an ens
realissimum (of the contingency of the changeable and of the necessity of a
prime mover), have ever, upon passing out from the schools, succeeded in
reaching the public mind or in exercising the slightest influence on its convictions?
[31] That has never been found to occur, and in view of the unfitness of the
common human understanding for such subtle speculation, ought never to have
been expected. Such widely held convictions, so far as they rest on rational
grounds, are due to quite other considerations. The hope of a future life
has its source in that notable characteristic of our nature, never to be
capable of being satisfied by what is temporal (as insufficient for the
capacities of its whole destination); the consciousness of freedom rests
exclusively on the clear exhibition of duties, in opposition to all claims of
the inclinations; the belief in a wise and great Author of the world is
generated solely by the glorious order, beauty, and providential care
everywhere displayed in nature. When the schools have been brought to recognise
that they can lay no claim to higher and fuller insight in a matter of
universal human concern than that which is equally within the reach of the
great mass of men (ever to be held by us in the highest esteem), and that, as
Schools of philosophy, they should limit themselves to the study of those
universally comprehensible, and, for moral purposes, sufficient grounds of
proof, then not only do these latter possessions remain undisturbed, but through
this very fact they acquire yet greater authority. The change affects only the
arrogant pretensions of the Schools, which would fain be counted the sole
authors and possessors of such truths (as, indeed, they can justly claim to be
in many other branches of knowledge), reserving the key to themselves, and
communicating to the public their use only – quod mecum nescit, solus vult
scire videri. [What he knows no more than I, he alone wants to seem to
know]
At
the same time due regard is paid to the more moderate claims of the speculative
philosopher. He still remains the sole authority in regard to a science which
benefits the public without their knowing it, namely, the critique of reason.
That critique can never become popular, and indeed there is no need that it
should. For just as fine-spun arguments in favour of useful truths make no
appeal to the general mind, so neither do the subtle objections that can be
raised against them. On the other hand, both inevitably present themselves to
everyone who rises to the height of speculation; <119> and it is
therefore the duty of the Schools, by means of a thorough investigation of the
rights of speculative reason, once for all to prevent the scandal which, sooner
or later, is sure to [32] break out even among the masses, as the result of the
disputes in which metaphysicians (and, as such, finally also the clergy)
inevitably become involved to the consequent perversion of their teaching.
Criticism alone can sever the root of materialism, fatalism, atheism, free-thinking,
fanaticism, and superstition, which can be injurious universally; as
well as of idealism and scepticism, which are dangerous chiefly
to the Schools, and hardly allow of being handed on to the public. If
governments think proper to interfere with the affairs of the learned, it would
be more consistent with a wise regard for science as well as for mankind, to
favour the freedom of such criticism, by which alone the labours of reason can
be established on a firm basis, than to support the ridiculous despotism of the
Schools, which raise a loud cry of public danger over the destruction of
cobwebs to which the public has never paid any attention, and the loss of which
it can therefore never feel.
This
critique is not opposed to the dogmatic procedure of reason in its pure
knowledge, as science, for that must always be dogmatic, that is, yield strict
proof from sure principles a priori. It is opposed only to dogmatism,
that is, to the presumption that it is possible to make progress with pure
knowledge, according to principles, from concepts alone (those that are
philosophical), as reason has long been in the habit of doing; and that it is
possible to do this without having first investigated in what way and by what
right reason has come into possession of these concepts. Dogmatism is thus the
dogmatic procedure of pure reason, without previous criticism of its own
powers. In withstanding dogmatism we must not allow ourselves to give free
rein to that loquacious shallowness, which assumes for itself the name of
popularity, nor yet to scepticism, which makes short work with all metaphysics.
On the contrary, such criticism is the necessary preparation for a thoroughly
grounded metaphysics, which, as science, must necessarily be developed
dogmatically, according to the strictest demands of system, in such manner as
to satisfy not the general public but the requirements of the Schools. For that
is a demand to which it stands pledged, and which it may not neglect, namely,
that it carry out its work entirely a priori, to the complete
satisfaction of speculative reason. In the execution of the plan prescribed
[33] by the critique, that is, in the future system of metaphysics we have
therefore to follow the strict method of the celebrated Wolff, the greatest of
all the dogmatic philosophers. He was the first to show by example (and by his
example <120> he awakened that spirit of thoroughness which is not
extinct in Germany) how the secure progress of a science is to be attained only
through orderly establishment of principles, clear determination of concepts,
insistence upon strictness of proof, and avoidance of venturesome,
non-consecutive steps in our inferences. He was thus peculiarly well fitted to
raise metaphysics to the dignity of a science, if only it had occurred to him
to prepare the ground beforehand by a critique of the organ, that is, of pure
reason itself. The blame for his having failed to do so lies not so much with
himself as with the dogmatic way of thinking prevalent in his day, and with
which the philosophers of his time, and of all previous times, have no right to
reproach one another. Those who reject both the method of Wolff and the
procedure of a critique of pure reason can have no other aim than to shake off
the fetters of science altogether, and thus to change work into play,
certainty into opinion, philosophy into philodoxy.
Now,
as regards this second edition, I have, as is fitting, endeavoured to
profit by the opportunity, in order to remove, wherever possible, difficulties
and obscurity which, not perhaps without my fault, may have given rise to the
many misunderstandings into which even acute thinkers have fallen in passing
judgment upon my book. In the propositions themselves and their proofs, and
also in the form and completeness of the [architectonic] plan, I have found
nothing to alter. This is due partly to the long examination to which I have
subjected them, before offering them to the public, partly to the nature of the
subject-matter with which we are dealing. For pure speculative reason has a
structure wherein everything is an organ, the whole being for the sake
of every part, and every part for the sake of all the others, so that even the
smallest imperfection, be it a fault (error) or a deficiency, must inevitably
betray itself in use. This system will, as I hope, maintain, throughout the
future, this unchangeableness. It is not self-conceit which justifies me in
this confidence, but [34] the evidence experimentally obtained through the
parity of the result, whether we proceed from the smallest elements to the
whole of pure reason or reverse-wise from the whole (for this also is presented
to reason through its final end in the sphere of the practical) to each part.
Any attempt to change even the smallest part at once gives rise to contradictions,
not merely in the system, but in human reason in general. As to the mode of exposition,
on the other hand, much still remains to be done; and in this edition I have
sought to make improvements which should help in removing, first, the misunderstanding
in regard to the Aesthetic, especially concerning the concept of time;
secondly, the obscurity of the deduction of the concepts of understanding;
thirdly, a supposed <121> want of sufficient evidence in the proofs of
the principles of pure understanding; and finally, the false interpretation
placed upon the paralogisms charged against rational psychology. Beyond this
point, that is, beyond the end of the first chapter of the Transcendental
Dialectic, I have made no changes in the mode of exposition.* Time <122>
was too short to [35] allow of further changes; And besides, I have not found
among competent and impartial critics any misapprehension in regard to the
remaining sections. Though I shall not venture to name these critics with the
praise that is their due, the attention which I have paid to their comments
will easily be recognised in the [new] passages [above mentioned]. And besides,
I have not found among competent and impartial critics any misapprehension in
regard to the remaining sections. Though I shall not venture to name these
critics with the praise that is their due, the attention which I have paid to
their comments will easily be recognised in the [new] passages [above
mentioned]. These improvements involve, however, a small loss, not to be
prevented save by making the book too voluminous, namely, that I have had to
omit or abridge certain passages, which, though not indeed essential to the
completeness of the whole, may yet be missed by many readers as otherwise
helpful. Only so could I obtain space for what, as I hope, is now a more
intelligible exposition, which, though altering absolutely nothing in the
fundamentals of the propositions put forward or even in their proofs, yet here
and there departs so far from the previous method of treatment, that mere
interpolations could not be made to suffice. This loss, which is small and can
be remedied by consulting the first <123> edition, will, I hope, be
compensated by the greater clearness of the new [36] text. I have observed, with
pleasure and thankfulness, in various published works – alike in critical
reviews and in independent treatises – that the spirit of thoroughness is not
extinct in Germany, but has only been temporarily overshadowed by the
prevalence of a pretentiously free manner of thinking; and that the thorny
paths of the Critique have not discouraged courageous and clear heads from
setting themselves to master my book – a work which leads to a methodical, and
as such alone enduring, and therefore most necessary, science of pure reason.
To these worthy men, who so happily combine thoroughness of insight with a
talent for lucid exposition – which I cannot regard myself as possessing – I
leave the task of perfecting what, here and there, in its exposition, is still
somewhat defective; for in this regard the danger is not that of being refuted,
but of not being [37] understood. From now on, though I cannot allow myself to
enter into controversy, I shall take careful note of all suggestions, be they
from friends or from opponents, for use, in accordance with this propaedeutic,
in the further elaboration of the system. In the course of these labours I have
advanced somewhat far in years (this month I reach my sixty-fourth year), and I
must be careful with my time if I am to succeed in my proposed scheme of
providing a metaphysic of nature and of morals which will confirm the truth of
my Critique in the two fields, of speculative and of practical reason. The
clearing up of the obscurities in the present work – they are hardly to be avoided
in a new enterprise – and the defence of it as a whole, I must therefore leave
to those worthy men who have made my teaching their own. A philosophical work
cannot be armed at all points, like a mathematical treatise, and may therefore
be open to objection in this or that respect, while yet the structure of the
system, taken in its unity, is not in the least endangered. Few have the
versatility of mind to familiarise themselves with a new system; and owing to
the general distaste for all innovation, still fewer have the inclination to do
so. If we take single passages, torn from their contexts, and compare them with
one another, apparent contradictions are not likely to be lacking, especially
in a work that is written with any freedom of expression. In the eyes of those
who rely on the judgment of others, such contradictions have the effect of
placing the work in an unfavourable light; but they are easily resolved by
those who have mastered the idea of the whole. If a theory has in itself
stability, <124> the stresses and strains which may at first have seemed
very threatening to it serve only, in the course of time, to smooth away its
inequalities; and if men of impartiality, insight, and true popularity devote
themselves to its exposition, it may also, in a short time, secure for itself
the necessary elegance of statement.
*
The only addition, strictly so called, though one affecting the method of proof
only, is the new refutation of psychological idealism (cf. below, p.
244), and a strict (also, as I believe, the only possible) proof of the
objective reality of outer intuition. However harmless idealism may be
considered in respect of the essential aims of metaphysics (though, in fact, it
is not thus harmless), it still remains a scandal to philosophy and to human
reason in general that the existence of things outside us (from which we derive
the whole material of knowledge, even for our inner sense) must be accepted
merely on faith, and that if anyone thinks good to doubt their
existence, we are unable to counter his doubts by any satisfactory proof. Since
there is some obscurity in the expressions used in the proof, from the third
line to the sixth line, I beg to alter the passage as follows: “But this
permanent cannot be an intuition in me. For all grounds of determination of my
existence which are to be met with in me are representations; and as
representations themselves require a permanent distinct from them, in relation
to which their change, and so my existence in the time wherein they change, may
be determined. To this proof it will probably be objected, that I am
immediately conscious only of that which is in me, that is, of my representation
of outer things; and consequently that it must still remain uncertain whether
outside me there is anything corresponding to it, or not. But through inner experience
I am conscious of my existence in time (consequently also of its
determinability in time), and this is more than to be conscious merely of my
representation. It is identical with the empirical consciousness of my
existence, which is determinable only through relation to something which,
while bound up with my existence, is outside me. This consciousness of my
existence in time is bound up in the way of identity with the consciousness of
a relation to something outside me, and it is therefore experience not
invention, sense not imagination, which inseparably connects this outside
something with my inner sense. For outer sense is already in itself a relation
of intuition to something actual outside me, and the reality of outer sense, in
its distinction from imagination, rests simply on that which is here found to
take place, namely, its being inseparably bound up with inner experience, as
the condition of its possibility. If, with the intellectual consciousness
of my existence, in the representation ‘I am’, which accompanies all my
judgments and acts of understanding, I could at the same time connect a
determination of my existence through intellectual intuition, the
consciousness of a relation to something outside me would not be required. But
though that intellectual consciousness does indeed come first, the inner
intuition, in which my existence can alone be determined, is sensible and is
bound up with the condition of time. This determination, however, and therefore
the inner experience itself, depends upon something permanent which is not in
me, and consequently can be only in something outside me, to which I must
regard myself as standing in relation. * The reality of outer sense is thus
necessarily bound up with inner sense, if experience in general is to be
possible at all; that is, I am just as certainly conscious that there are
things outside me, which are in relation to my sense, as I am conscious that I
myself exist as determined in time. In order to determine to which given
intuitions objects outside me actually correspond, and which therefore belong
to outer sense (to which, and not to the faculty of imagination, they
are to be ascribed), we must in each single case appeal to the rules according
to which experience in general, even inner experience, is distinguished from
imagination – the proposition that there is such a thing as outer experience
being always presupposed. This further remark may be added. The representation
of something permanent in existence is not the same as permanent
representation. For though the representation of [something permanent] may
be very transitory and variable like all our other representations, not
excepting those of matter, it yet refers to something permanent. This latter
must therefore be an external thing distinct from all my representations, and
its existence must be included in the determination of my own existence,
constituting with it but a single experience such as would not take place even
inwardly if it were not also at the same time, in part, outer. How this should
be possible we are as little capable of explaining further as we are of
accounting for our being able to think the abiding in time, the coexistence of
which with the changing generates the concept of alteration.
Konigsberg,
April 1787.
[41] <127> INTRODUCTION
[first edition or A version]
[In the B version a number of extra passages were
added and a few that had been in the A version were dropped or replaced. The
section headings were also changed. Kemp Smith gives the B version, with
variations from the A version noted at the bottom of the pages. This is the
full A version reconstructed from Kemp-Smith’s materials. Passages that were
dropped or replaced in the B version are in blue, and places where extra
passages were added in the B version are marked with a blue #]
I.
THE IDEA OF TRANSCENDENTAL PHILOSOPHY
Experience is, beyond all doubt, the first product to which our
understanding gives rise, in working up the raw material of sensible impressions.
Experience is therefore our first instruction, and in its progress is so
inexhaustible in new information, that in the interconnected lives of all
future generations there will never be any lack of new knowledge that can be
thus ingathered. Nevertheless, it is by no means the sole field to which our
understanding is confined. [41] Experience tells us, indeed, what is, but not
that it must necessarily be so, and not otherwise. It therefore gives us no
true universality; and reason, which is so insistent upon this kind of
knowledge, is therefore more stimulated by it than satisfied. Such universal
modes of knowledge, which at the same time possess the character of inner
necessity, must in themselves, independently of experience, be clear and certain.
They are therefore entitled knowledge a priori; whereas, on the other
hand, that which is borrowed solely from experience is, as we say, known only a
posteriori, or empirically. <128>
Now we find, what is especially noteworthy, that even into our
experiences there enter modes of knowledge which must have their origin a
priori, and which perhaps serve only to give coherence to our
sense-representations. For if we eliminate from our experiences everything
which belongs to the senses, there still remain certain original concepts and
certain judgments derived from them, which must have arisen completely a
priori, independently of experience, inasmuch as they enable us to say, or
at least lead us to believe that we can say, in regard to the objects which
appear to the senses, more than mere experience would teach – giving to
assertions true universality and strict necessity, such as mere empirical
knowledge cannot supply. [43]
But
what is still more extraordinary than all the preceding is this, that certain
modes of knowledge leave the field of all possible experiences and have the
appearance of extending the scope of our judgments beyond all limits of
experience, and this by means of concepts to which no corresponding object can
ever be given in experience.
It
is precisely by means of the latter modes of knowledge, in a realm beyond the
world of the senses, where experience [46] can yield neither guidance nor
correction, that our reason carries on those enquiries which owing to their
importance we consider to be far more excellent, and in their purpose far more
lofty, than all that the understanding can learn in the field of appearances.
Indeed we prefer to run every risk of error rather than desist from such urgent
enquiries, on the ground of their dubious character, or from disdain and
indifference. #
Now
it does indeed seem natural that, as soon as we have left the ground of
experience, we should, through careful enquiries, assure ourselves as to the
foundations of any building that we propose to erect, not making use of any
knowledge that we possess without first determining whence it has come, and not
trusting to principles without knowing their origin. It is natural, that is to
say, that the question should first be considered, how the understanding can arrive
at all this knowledge a priori, and what extent, validity, and worth it
may have. Nothing, indeed, could be more natural, if by the term ‘natural’ we
signify what fittingly and reasonably ought to happen. But if we mean by
‘natural’ what ordinarily happens, then on the contrary nothing is more natural
and more intelligible than the fact that this enquiry has been so long
neglected. For one part of this knowledge, the mathematical, has long been of
established reliability, and so gives rise to a favourable presumption as
regards the other part, which may yet be of quite different nature. Besides,
<129> once we are outside the circle of experience, we can be sure of not
being contradicted by experience. The charm of extending our knowledge
is so great that nothing short of encountering a direct contradiction can
suffice to arrest us in our course; and this can be avoided, if we are careful
in our fabrications – which none the less will still remain fabrications.
Mathematics gives us a shining [47] example of how far, independently of
experience, we can progress in a priori knowledge. It does, indeed,
occupy itself with objects and with knowledge solely in so far as they allow of
being exhibited in intuition. But this circumstance is easily overlooked, since
the intuition, in being thought, can itself be given a priori, and is
therefore hardly to be distinguished from a bare and pure concept. Misled by
such a proof of the power of reason, the demand for the extension of knowledge
recognises no limits. The light dove, cleaving the air in her free flight, and
feeling its resistance, might imagine that its flight would be still easier in
empty space. It was thus that Plato left the world of the senses, as setting
too narrow limits to the understanding, and ventured out beyond it on the wings
of the ideas, in the empty space of the pure understanding. He did not observe
that with all his efforts he made no advance – meeting no resistance that
might, as it were, serve as a support upon which he could take a stand, to
which he could apply his powers, and so set his understanding in motion. It is,
indeed, the common fate of human reason to complete its speculative structures
as speedily as may be, and only afterwards to enquire whether the foundations
are reliable. All sorts of excuses will then be appealed to, in order to
reassure us of their solidity, or rather indeed to enable us to dispense
altogether with so late and so dangerous an enquiry. But what keeps us, during
the actual building, free from all apprehension and suspicion, and flatters us
with a seeming thoroughness, is this other circumstance, namely, that a great,
perhaps the greatest, part of the business of our reason consists in analysis
of the concepts which we already have of objects. This analysis supplies us
with a considerable body of knowledge, which, while nothing but explanation or
elucidation of what has already been thought in our concepts, though in a
confused manner, is yet prized as being, at least as regards its form, new
insight. But so far as the matter or content is concerned, there has been no
extension of our previously possessed concepts, but only an analysis of them.
Since this procedure yields real knowledge a priori, which [48]
progresses in an assured and useful fashion, reason is so far misled as
surreptitiously to introduce, without itself being aware of so doing,
assertions of an entirely different order, in which it attaches to given
concepts others completely foreign to them, and moreover attaches them a
priori. And yet it is not known how reason can be in position to do this.
Such a question is never so much as thought of. I shall therefore <130>
at once proceed to deal with the difference between these two kinds of
knowledge.
THE
DISTINCTION BETWEEN ANALYTIC AND SYNTHETIC JUDGMENTS
In
all judgments in which the relation of a subject to the predicate is thought (I
take into consideration affirmative judgments only, the subsequent application
to negative judgments being easily made), this relation is possible in two
different ways. Either the predicate to the subject A, as something which is
(covertly) contained in this concept A; or outside the concept A, although it
does indeed stand in connection with it. In the one case I entitle the judgment
analytic, in the other synthetic. Analytic judgments (affirmative) are
therefore those in which the connection of the predicate with the subject is
thought through identity; those in which this connection is thought without
identity should be entitled synthetic. The former, as adding nothing through
the predicate to the concept of the subject, but merely breaking it up into
those constituent concepts that have all along been thought in it, although
confusedly, can also be entitled explicative. The latter, on the other hand,
add to the concept of the subject a predicate which has not been in any wise
thought in it, and which no analysis could possibly extract from it; and they
may therefore be entitled ampliative. If I say, for instance, ‘All bodies are
extended’, this is an analytic judgment. For I do not require to go beyond the
concept which I connect with ‘body’ in order to find extension as bound up with
it. To [49] meet with this predicate, I have merely to analyse the concept,
that is, to become conscious to myself of the manifold which I always think in
that concept. The judgment is therefore analytic. But when I say, ‘All bodies
are heavy’, the predicate is something quite different from anything that I
think in the mere concept of body in general; and the addition of such a
predicate therefore yields a synthetic judgment.
Thus it is evident: 1. that through analytic judgments our
knowledge is not in any way extended, and that the concept which I already have
is merely set forth and made intelligible to me; 2. that in synthetic judgments
I must have besides the concept of the subject something else (X), upon which
the understanding may rely, if it is to know that a predicate, not contained in
this concept, nevertheless belongs to it. In the case of empirical judgments,
judgments of experience, there is no difficulty whatsoever in meeting this
demand. This X is the complete experience of the object which I think through
the concept A – a concept which forms only one part of this experience.
In the case of empirical judgments or judgments of experience there
is no difficulty here. For this X is the complete experience of the object that
I think through some concept A, which constitutes only a part of this
experience. For
though I do not include in the concept of a body in general the predicate
‘weight’, the concept none the less indicates the complete experience through
one of its parts; and to this part, as belonging to it, I can therefore add
other parts of the same experience. By prior analysis I can apprehend the
concept of body through the characters of extension, impenetrability, figure,
etc. , all of which are thought in this concept. To extend my knowledge, I then
look back to the experience from which I have derived this concept of body, and
find that weight is always connected with the above characters. Experience is thus the X which lies outside the concept A,
and on which rests the possibility of the synthesis of the predicate ‘weight’
(B) with the concept (A). [50]
But
in a priori synthetic judgments this help is entirely lacking. [I do not
here have the advantage of looking around in the field of experience.] Upon
what, then, am I to rely, when I seek to go beyond the concept A, and to know
that another concept B is connected with it? Through what is the synthesis made
possible? Let us take the proposition, ‘Everything which happens has its
cause’. In the concept of ‘something which happens’, I do indeed think an
existence which is preceded by a time, etc. , and from this concept analytic
judgments may be obtained. But the concept of a ‘cause’ lies entirely outside
the other concept, and signifies something different [51] from ‘that which
happens’, and is not therefore in any way contained in this latter
representation. How come I then to predicate of that which happens something
quite different, and to apprehend that the concept of cause, though not
contained in it, yet belongs, and indeed necessarily belongs to it? What is
here the unknown = X which gives support to the understanding when it believes
that it can discover outside the concept A a predicate B foreign to this
concept, which it yet at the same time considers to be <132> connected
with it? It cannot be experience, because the suggested principle has connected
the second representation with the first, not only with greater universality,
but also with the character of necessity, and therefore completely a priori
and on the basis of mere concepts. Upon such synthetic, that is, ampliative
principles, all our a priori speculative knowledge must ultimately rest;
analytic judgments are very important, and indeed necessary, but only for
obtaining that clearness in the concepts which is requisite for such a sure and
wide synthesis as will lead to a genuinely new addition to all previous
knowledge.
A certain mystery lies here concealed;* and only upon its solution
can the advance into the limitless field of the knowledge yielded by pure
understanding be made sure and trustworthy. What we must do is to discover, in
all its proper universality, the ground of the possibility of a priori
synthetic judgments, to obtain insight into the conditions which make [52] each
kind of such judgments possible, and to mark out all this knowledge, which
forms a genus by itself, not in any cursory outline, but in a system, with
completeness and in a manner sufficient for any use, according to its original
sources, divisions, extent, and limits. So much, meantime, as regards what is
peculiar in synthetic judgments.
* If it had occurred to any of the ancients even to raise this
question, this by itself would, up to our own time, have been a powerful
influence against all systems of pure reason, and would have saved us so many
of those vain attempts, which have been blindly undertaken without knowledge of
what it is that requires to be done. [52]
In
view of all these considerations, we arrive at the idea of a special science
which can be entitled the Critique of Pure Reason. Any knowledge is entitled
pure, if it be not mixed with anything extraneous. But
knowledge is more particularly to be called absolutely pure, if no experience
or sensation whatsoever be mingled with it, and if it be therefore possible
completely a priori. For reason
is the faculty which supplies the principles of a priori knowledge.
Pure reason is, therefore, that which contains the principles whereby we know
anything absolutely a priori. An organon of pure reason would be the
sum-total of those principles according to which all modes of pure a priori
knowledge <133> can be acquired and actually brought into being. The
exhaustive application of such an organon would give rise to a system of pure
reason. But as this would be asking rather much, and as it is still doubtful
whether, and in what cases, any extension of our knowledge be here possible, we
[59] can regard a science of the mere examination of pure reason, of its
sources and limits, as the propaedeutic to the system of pure reason. As
such, it should be called a critique, not a doctrine, of pure reason. Its
utility, in speculation, ought properly to be only negative, not to extend, but
only to clarify our reason, and keep it free from errors – which is already a
very great gain. I entitle transcendental all knowledge which is
occupied not so much with objects as with our a
priori concepts of objects in
general. A system of such concepts might be entitled transcendental
philosophy. But that is still, at this stage, too large an undertaking. For
since such a science must contain, with completeness, both kinds of a priori
knowledge, the analytic no less than the synthetic, it is, so far as our
present purpose is concerned, much too comprehensive. We have to carry the
analysis so far only as is indispensably necessary in order to comprehend, in
their whole extent, the principles of a priori synthesis, with which
alone we are called upon to deal. It is upon this enquiry, which should be
entitled not a doctrine, but only a transcendental critique, that we are now
engaged. Its purpose is not to extend knowledge, but only to correct it, and to
supply a touchstone of the value, or lack of value, of all a priori
knowledge. Such a critique is therefore a preparation, so far as may be
possible, for an organon; and should this turn out not to be possible, then at
least for a canon, according to which, in due course, the complete system of
the philosophy of pure reason – be it in extension or merely in limitation of
its knowledge – may be carried into execution, analytically as well as
synthetically. That such a system is possible, and indeed that it may not be of
such great extent as to cut us off from the hope of entirely completing it, may
already be gathered from the fact that what here constitutes our subject-matter
is not the nature of things, which is inexhaustible, but the understanding
which passes judgment upon the nature of things; and this understanding, again,
only in respect of its a priori knowledge. These a priori
possessions of the understanding, since they [60] have not to be sought for
without, cannot remain hidden from of our apprehending them in their
completeness of judging them. #
<134>
II. DIVISION OF TRANSCENDENTAL PHILOSOPHY
<134>
Transcendental philosophy is only an idea, for
which the critique of pure reason has to lay down the complete architectonic
plan. That is to say, it has to guarantee, as following from principles, the
completeness and certainty of the structure in all its parts. # And if this
critique is not itself to be entitled a transcendental philosophy, it is solely
because, to be a complete system, it would also have to contain an exhaustive
analysis of the whole of a priori human knowledge. Our critique must,
indeed, supply a complete enumeration of all the fundamental concepts that go
to constitute such pure knowledge. But it is not required to give an exhaustive
analysis of these concepts, nor a complete review of those that can be derived
from them. Such a demand would be unreasonable, partly because this analysis
would not be appropriate to our main purpose, inasmuch as there is no such
uncertainty in regard to analysis as we encounter in the case of synthesis, for
the sake of which alone our whole critique is undertaken; and partly because it
would be inconsistent with the unity of our plan to assume responsibility for
the completeness of such an analysis and derivation, when in view of our
purpose we can be excused from doing so. The analysis of these a priori
concepts, which later we shall have to enumerate, and the derivation of other
concepts from them, can easily, however [61], be made complete when once they
have been established as exhausting the principles of synthesis, and if in this
essential respect nothing be lacking in them.
The
critique of pure reason therefore will contain all that is essential in
transcendental philosophy. While it is the complete idea of transcendental
philosophy, it is not equivalent to that latter science; for it carries the
analysis only so far as is requisite for the complete examination of knowledge
which is a priori and synthetic.
What
has chiefly to be kept in view in the division of such a science, is that no concepts
be allowed to enter which contain in themselves anything empirical, or, in
other words, that it consist in knowledge wholly a priori. Accordingly,
although the highest principles <135> and fundamental concepts of
morality are a priori knowledge, they have no place in transcendental
philosophy, since the concepts of pleasure and pain,
of the desires and inclinations, of choices etc., all of which are of empirical
origin, must there be presupposed. Transcendental philosophy is
therefore a philosophy of pure and merely speculative reason. All that is
practical, so far as it contains motives,
relates to feelings, and these belong to the empirical sources of knowledge.
If
we are to make a systematic division of the science which we are engaged in
presenting, it must have first a doctrine of the elements, and secondly,
a doctrine of the method of pure reason. Each of these chief divisions
will have its subdivisions, but the grounds of these we are not yet in a
position to explain. By way of introduction or anticipation we need only say
that there are two stems of human knowledge, namely, sensibility and understanding,
which perhaps spring from a common, but to us unknown, root. Through the
former, objects are given to us; through the latter, they are [62] thought. Now
in so far as sensibility may be found to contain a priori
representations constituting the condition under which objects are given to us,
it will belong to transcendental philosophy. And since the conditions under
which alone the objects of human knowledge are given must precede those under
which they are thought, the transcendental doctrine of sensibility will
constitute the first part of the science of the elements.
<136>
[41] INTRODUCTION [second edition or B
version]
1.
THE DISTINCTION BETWEEN PURE AND EMPIRICAL KNOWLEDGE
There
can be no doubt that all our knowledge begins with experience. For how should
our faculty of knowledge be awakened into action did not objects affecting our
senses partly of themselves produce representations, partly arouse the activity
of our understanding to compare these representations, and, by combining or
separating them, work up the raw material of the sensible impressions into that
knowledge of objects which is entitled experience? In the order of time, therefore,
we have no knowledge antecedent to experience, and with experience all our
knowledge begins.
But
though all our knowledge begins with experience, it does not follow that it all
arises out of experience. For it [42] may well be that even our empirical
knowledge is made up of what we receive through impressions and of what our own
faculty of knowledge (sensible impressions serving merely as the occasion)
supplies from itself. If our faculty of knowledge makes any such addition, it
may be that we are not in a position to distinguish it from the raw material,
until with long practice of attention we have become skilled in separating it.
This,
then, is a question which at least calls for closer examination, and does not
allow of any off-hand answer: – whether there is any knowledge that is thus
independent of experience and even of all impressions of the senses. Such
knowledge is entitled a priori, and distinguished from the [43] empirical,
which has its sources a posteriori, that is, in experience.
The
expression ‘a priori’ does not, however, indicate with sufficient
precision the full meaning of our question. For it has been customary to say,
even of much knowledge that is derived from empirical sources, that we have it
or are capable of having it a priori, meaning thereby that we do not
derive it <137> immediately from experience, but from a universal rule –
a rule which is itself, however, borrowed by us from experience. Thus we would
say of a man who undermined the foundations of his house, that he might have
known a priori that it would fall, that is, that he need not have waited
for the experience of its actual falling. But still he could not know this
completely a priori. For he had first to learn through experience that
bodies are heavy, and therefore fall when their supports are withdrawn.
In
what follows, therefore, we shall understand by a priori knowledge, not
knowledge independent of this or that experience, but knowledge absolutely
independent of all experience. Opposed to it is empirical knowledge, which is
knowledge possible only a posteriori, that is, through experience. A-priori
modes of knowledge are entitled pure when there is no admixture of anything
empirical. Thus, for instance, the proposition, ‘every alteration has its
cause’, while an a priori proposition, is not a pure proposition,
because alteration is a concept which can be derived only from experience.
II.
WE ARE IN POSSESSION OF CERTAIN MODES OF A PRIORI KNOWLEDGE, AND EVEN THE
COMMON UNDERSTANDING IS NEVER WITHOUT THEM
What
we here require is a criterion by which to distinguish with certainty between
pure and empirical knowledge. Experience teaches us that a thing is so and so,
but not that it cannot be otherwise. First, then, if we have a proposition
which in being thought is thought as necessary, it is an a priori
judgment; and if, besides, it is not derived from any proposition except one
which also has the validity of a necessary judgment, it is an absolutely a
priori judgment. Secondly, [44] experience never confers on its judgments
true or strict but only assumed and comparative universality, through
induction. We can properly only say, therefore, that so far as we have hitherto
observed, there is no exception to this or that rule. If, then, a judgment is
thought with strict universality, that is, in such manner that no exception is
allowed as possible, it is not derived from experience, but is valid absolutely
a priori. Empirical universality is only an arbitrary extension of a
validity holding in most cases to one which holds in all, for instance, in the
proposition, ‘all bodies are heavy’. When, on the other hand, strict
universality is essential to a judgment, this indicates a special source of
knowledge, namely, a faculty of a priori knowledge. Necessity and strict
universality are thus sure criteria of a priori knowledge, and are
inseparable <138> from one another. But since in the employment of these
criteria the contingency of judgments is sometimes more easily shown than their
empirical limitation, or, as sometimes also happens, their unlimited
universality can be more convincingly proved than their necessity, it is
advisable to use the two criteria separately, each by itself being infallible.
Now
it is easy to show that there actually are in human knowledge judgments which
are necessary and in the strictest sense universal, and which are therefore
pure a priori judgments. If an example from the sciences be desired, we
have only to look to any of the propositions of mathematics; if we seek an
example from the understanding in its quite ordinary employment, the
proposition, ‘every alteration must have a cause’, will serve our purpose. In
the latter case, indeed, the very concept of a cause so manifestly contains the
concept of a necessity of connection with an effect and of the strict
universality of the rule, that the concept would be altogether lost if we
attempted to derive it, as Hume has done, from a repeated association of that
which happens with that which precedes, and from a custom of connecting
representations, a custom originating in this repeated association, and
constituting therefore a merely subjective necessity. Even without appealing
[45] to such examples, it is possible to show that pure a priori
principles are indispensable for the possibility of experience, and so to prove
their existence a priori. For whence could experience derive its
certainty, if all the rules, according to which it proceeds, were always
themselves empirical, and therefore contingent? Such rules could hardly be
regarded as first principles. At present, however, we may be content to have
established the fact that our faculty of knowledge does have a pure employment,
and to have shown what are the criteria of such an employment. Such a priori
origin is manifest in certain concepts, no less than in judgments. If we remove
from our empirical concept of a body, one by one, every feature in it which is
[merely] empirical, the colour, the hardness or softness, the weight, even the
impenetrability, there still remains the space which the body (now entirely
vanished) occupied, and this cannot be removed. Again, if we remove from our
empirical concept of any object, corporeal or incorporeal, all properties which
experience has taught us, we yet cannot take away that property through which the
object is thought as substance or as inhering in a substance (although this
concept of substance is more determinate than that of an object in general).
Owing, therefore, to the necessity with which this concept of substance forces
itself upon us, we have no option save to admit that it has its seat in our
faculty of a priori knowledge.
<139>
III. PHILOSOPHY STANDS IN NEED OF A SCIENCE WHICH SHALL DETERMINE THE
POSSIBILITY, THE PRINCIPLES, AND THE EXTENT OF ALL A PRIORI KNOWLEDGE
But
what is still more extraordinary than all the preceding is this, that certain
modes of knowledge leave the field of all possible experiences and have the
appearance of extending the scope of our judgments beyond all limits of
experience, and this by means of concepts to which no corresponding object can
ever be given in experience.
It
is precisely by means of the latter modes of knowledge, in a realm beyond the
world of the senses, where experience [46] can yield neither guidance nor
correction, that our reason carries on those enquiries which owing to their
importance we consider to be far more excellent, and in their purpose far more
lofty, than all that the understanding can learn in the field of appearances.
Indeed we prefer to run every risk of error rather than desist from such urgent
enquiries, on the ground of their dubious character, or from disdain and
indifference. These unavoidable problems set by pure reason itself are God,
freedom, and immortality. The science which, with all its
preparations, is in its final intention directed solely to their solution is
metaphysics; and its procedure is at first dogmatic, that is, it confidently
sets itself to this task without any previous examination of the capacity or
incapacity of reason for so great an undertaking.
Now
it does indeed seem natural that, as soon as we have left the ground of
experience, we should, through careful enquiries, assure ourselves as to the
foundations of any building that we propose to erect, not making use of any
knowledge that we possess without first determining whence it has come, and not
trusting to principles without knowing their origin. It is natural, that is to
say, that the question should first be considered, how the understanding can
arrive at all this knowledge a priori, and what extent, validity, and
worth it may have. Nothing, indeed, could be more natural, if by the term
‘natural’ we signify what fittingly and reasonably ought to happen. But if we
mean by ‘natural’ what ordinarily happens, then on the contrary nothing is more
natural and more intelligible <140> than the fact that this enquiry has
been so long neglected. For one part of this knowledge, the mathematical, has
long been of established reliability, and so gives rise to a favourable
presumption as regards the other part, which may yet be of quite different
nature. Besides, once we are outside the circle of experience, we can be sure
of not being contradicted by experience. The charm of extending our
knowledge is so great that nothing short of encountering a direct contradiction
can suffice to arrest us in our course; and this can be avoided, if we are
careful in our fabrications – which none the less will still remain
fabrications. Mathematics gives us a shining [47] example of how far,
independently of experience, we can progress in a priori knowledge. It
does, indeed, occupy itself with objects and with knowledge solely in so far as
they allow of being exhibited in intuition. But this circumstance is easily
overlooked, since the intuition, in being thought, can itself be given a
priori, and is therefore hardly to be distinguished from a bare and pure
concept. Misled by such a proof of the power of reason, the demand for the
extension of knowledge recognises no limits. The light dove, cleaving the air
in her free flight, and feeling its resistance, might imagine that its flight
would be still easier in empty space. It was thus that Plato left the world of
the senses, as setting too narrow limits to the understanding, and ventured out
beyond it on the wings of the ideas, in the empty space of the pure
understanding. He did not observe that with all his efforts he made no advance
– meeting no resistance that might, as it were, serve as a support upon which
he could take a stand, to which he could apply his powers, and so set his understanding
in motion. It is, indeed, the common fate of human reason to complete its
speculative structures as speedily as may be, and only afterwards to enquire
whether the foundations are reliable. All sorts of excuses will then be
appealed to, in order to reassure us of their solidity, or rather indeed to
enable us to dispense altogether with so late and so dangerous an enquiry. But
what keeps us, during the actual building, free from all apprehension and
suspicion, and flatters us with a seeming thoroughness, is this other
circumstance, namely, that a great, perhaps the greatest, part of the business
of our reason consists in analysis of the concepts which we already have of
objects. This analysis supplies us with a considerable body of knowledge, which,
<141> while nothing but explanation or elucidation of what has already
been thought in our concepts, though in a confused manner, is yet prized as
being, at least as regards its form, new insight. But so far as the matter or
content is concerned, there has been no extension of our previously possessed
concepts, but only an analysis of them. Since this procedure yields real
knowledge a priori, which [48] progresses in an assured and useful
fashion, reason is so far misled as surreptitiously to introduce, without
itself being aware of so doing, assertions of an entirely different order, in
which it attaches to given concepts others completely foreign to them, and
moreover attaches them a priori. And yet it is not known how reason can
be in position to do this. Such a question is never so much as thought of. I
shall therefore at once proceed to deal with the difference between these two
kinds of knowledge.
IV.
THE DISTINCTION BETWEEN ANALYTIC AND SYNTHETIC JUDGMENTS
In
all judgments in which the relation of a subject to the predicate is thought (I
take into consideration affirmative judgments only, the subsequent application
to negative judgments being easily made), this relation is possible in two
different ways. Either the predicate to the subject A, as something which is
(covertly) contained in this concept A; or outside the concept A, although it
does indeed stand in connection with it. In the one case I entitle the judgment
analytic, in the other synthetic. Analytic judgments (affirmative) are therefore
those in which the connection of the predicate with the subject is thought
through identity; those in which this connection is thought without identity
should be entitled synthetic. The former, as adding nothing through the
predicate to the concept of the subject, but merely breaking it up into those
constituent concepts that have all along been thought in it, although
confusedly, can also be entitled explicative. The latter, on the other hand,
add to the concept of the subject a predicate which has not been in any wise
thought in it, and which no analysis could possibly extract from it; and they
may therefore be entitled ampliative. If I say, for instance, ‘All bodies are
extended’, this is an analytic judgment. For I do not require to go beyond the
concept which I connect with ‘body’ in order to find extension as bound up with
it. To [49] meet with this predicate, I have merely to analyse the concept,
that is, to become conscious to myself of the manifold which I always think in
that concept. The judgment is therefore analytic. But when I say, <142>
‘All bodies are heavy’, the predicate is something quite different from
anything that I think in the mere concept of body in general; and the addition
of such a predicate therefore yields a synthetic judgment.
Judgments
of experience, as such, are one and all synthetic. For it would be absurd to
found an analytic judgment on experience. Since, in framing the judgment, I
must not go outside my concept, there is no need to appeal to the testimony of
experience in its support. That a body is extended is a proposition that holds a
priori and is not empirical. For, before appealing to experience, I have
already in the concept of body all the conditions required for my judgment. I
have only to extract from it, in accordance with the principle of
contradiction, the required predicate, and in so doing can at the same time
become conscious of the necessity of the judgment – and that is what experience
could never have taught me. On the other hand, though I do not include in the
concept of a body in general the predicate ‘weight’, none the less this concept
indicates an object of experience through one of its parts, and I can add to
that part other parts of this same experience, as in this way belonging
together with the concept. From the start [50] I can apprehend the concept of
body analytically through the characters of extension, impenetrability, figure,
etc. , all of which are thought in the concept. Now, however, looking back on
the experience from which I have derived this concept of body, and finding
weight to be invariably connected with the above characters, I attach it as a
predicate to the concept; and in doing so I attach it synthetically, and am
therefore extending my knowledge. The possibility of the synthesis of the
predicate ‘weight’ with the concept of ‘body’ thus rests upon experience. While
the one concept is not contained in the other, they yet belong to one another,
though only contingently, as parts of a whole, namely, of an experience which
is itself a synthetic combination of intuitions.
But
in a priori synthetic judgments this help is entirely lacking. [I do not
here have the advantage of looking around in the field of experience.] Upon
what, then, am I to rely, when I seek to go beyond the concept A, and to know
that another concept B is connected with it? Through what is the synthesis made
possible? Let us take the proposition, ‘Everything which happens has its
cause’. In the concept of <143> ‘something which happens’, I do indeed
think an existence which is preceded by a time, etc. , and from this concept
analytic judgments may be obtained. But the concept of a ‘cause’ lies entirely
outside the other concept, and signifies something different [51] from ‘that
which happens’, and is not therefore in any way contained in this latter
representation. How come I then to predicate of that which happens something
quite different, and to apprehend that the concept of cause, though not
contained in it, yet belongs, and indeed necessarily belongs to it? What is here
the unknown = X which gives support to the understanding when it believes that
it can discover outside the concept A a predicate B foreign to this concept,
which it yet at the same time considers to be connected with it? It cannot be
experience, because the suggested principle has connected the second
representation with the first, not only with greater universality, but also
with the character of necessity, and therefore completely a priori and
on the basis of mere concepts. Upon such synthetic, that is, ampliative
principles, all our a priori speculative knowledge must ultimately rest;
analytic judgments are very important, and indeed necessary, but only for
obtaining that clearness in the concepts which is requisite for such a sure and
wide synthesis as will lead to a genuinely new addition to all previous
knowledge. [52]
V.
IN ALL THEORETICAL SCIENCES OF REASON SYNTHETIC A PRIORI JUDGMENTS ARE
CONTAINED AS PRINCIPLES
1. All
mathematical judgments, without exception, are synthetic. This fact, though
incontestably certain and in its consequences very important, has hitherto
escaped the notice of those who are engaged in the analysis of human reason,
and is, indeed, directly opposed to all their conjectures. For as it was found
that all mathematical inferences proceed in accordance with the principle of
contradiction (which <144> the nature of all apodeictic certainty
requires), it was supposed that the fundamental propositions of the science can
themselves be known to be true through that principle. This is an erroneous
view. For though a synthetic proposition can indeed be discerned in accordance
with the principle of contradiction, this can only be if another synthetic
proposition is presupposed, and if it can then be apprehended as following from
this other proposition; it can never be so discerned in and by itself.
First
of all, it has to be noted that mathematical propositions, strictly so called,
are always judgments a priori, not empirical; because they carry with
them necessity, which cannot be derived from experience. If this be demurred
to, I am willing to limit my statement to pure mathematics, the very
concept of which implies that it does not contain empirical, but only pure a
priori knowledge.
We
might, indeed, at first suppose that the proposition 7 & 5 = 12 is a merely
analytic proposition, and follows by the principle of contradiction from the
concept of a sum of 7 and 5. But if we look more closely we find that the
concept of the sum of 7 and 5 contains nothing save the union of the two
numbers into one, and in this no thought is being taken [53] as to what that
single number may be which combines both. The concept of 12 is by no means
already thought in merely thinking this union of 7 and 5; and I may analyse my
concept of such a possible sum as long as I please, still I shall never find
the 12 in it. We have to go outside these concepts, and call in the aid of the
intuition which corresponds to one of them, our five fingers, for instance, or,
as Segner does in his Arithmetic, five points, adding to the concept of
7, unit by unit, the five given in intuition. For starting with the number 7,
and for the concept of 5 calling in the aid of the fingers of my hand as
intuition, I now add one by one to the number 7 the units which I previously took
together to form the number 5, and with the aid of that figure [the hand] see
the number 12 come into being. That 5 should be added to 7, I have indeed
already thought in the concept of a sum = 7 & 5, but not that this sum is
equivalent to the number 12. Arithmetical propositions are therefore always
synthetic. This is still more evident if we take larger numbers. For it is then
obvious that, however we might turn and twist our concepts, we could never, by
the mere analysis of them, and without the aid of intuition, discover what [the
number is that] is the sum.
<145>
Just as little is any fundamental proposition of pure geometry analytic. That
the straight line between two points is the shortest, is a synthetic
proposition. For my concept of straight contains nothing of quantity,
but only of quality. The concept of the shortest is wholly an addition, and
cannot be derived, through any process of analysis, from the concept of the
straight line. Intuition, therefore, must here be called in; only by its aid is
the synthesis possible. What here causes us commonly to believe that the
predicate of such apodeictic judgments is already contained in our concept, and
that the judgment is therefore analytic, is merely the ambiguous character of
the terms used. We are required to join in thought a certain predicate to a
given concept, and this necessity [54] is inherent in the concepts themselves.
But the question is not what we ought to join in thought to the given
concept, but what we actually think in it, even if only obscurely; and
it is then manifest that, while the predicate is indeed attached necessarily to
the concept, it is so in virtue of an intuition which must be added to the
concept, not as thought in the concept itself.
Some
few fundamental propositions, presupposed by the geometrician, are, indeed,
really analytic, and rest on the principle of contradiction. But, as identical
propositions, they serve only as links in the chain of method and not as
principles; for instance, a = a; the whole is equal to itself; or (a
& b) a, that is, the whole is greater than its part. And even these
propositions, though they are valid according to pure concepts, are only
admitted in mathematics because they can be exhibited in intuition.
2. Natural
science (physics) contains a priori synthetic judgments as principles.
I need cite only two such judgments: that in all changes of the material world
the quantity of matter remains unchanged; and that in all communication of
motion, action and reaction must always be equal. Both propositions, it is
evident, are not only necessary, and therefore in their origin a priori,
but also synthetic. For in the concept of matter I do not think its permanence,
but only its presence in the space which it occupies. I go outside and beyond the
concept of matter, joining to it a priori in thought something which I
have not thought in it. The proposition is not, therefore, analytic, but
synthetic, and yet is thought a priori; and so likewise are the other
propositions of the pure part of natural science.
3. Metaphysics,
even if we look upon it as having hitherto <146> failed in all its
endeavours, is yet, owing to the nature of human reason, a quite indispensable
science, and ought to contain a priori synthetic knowledge. For
its business is not merely to analyse concepts which we make for ourselves a
– priori of things, and thereby to clarify them analytically, but to extend
our a priori knowledge. And for this purpose we must employ principles
which add to the given concept something that was not contained in it, and
through a priori synthetic judgments venture out so far that experience
is quite [55] unable to follow us, as, for instance, in the proposition, that
the world must have a first beginning, and such like. Thus metaphysics
consists, at least in intention, entirely of a priori synthetic
propositions.
VI.
THE GENERAL PROBLEM OF PURE REASON
Much
is already gained if we can bring a number of investigations under the formula
of a single problem. For we not only lighten our own task, by defining it
accurately, but make it easier for others, who would test our results, to judge
whether or not we have succeeded in what we set out to do. Now the proper
problem of pure reason is contained in the question: How are a priori
synthetic judgments possible?
That
metaphysics has hitherto remained in so vacillating a state of uncertainty and
contradiction, is entirely due to the fact that this problem, and perhaps even
the distinction between analytic and synthetic judgments, has never previously
been considered. Upon the solution of this problem, or upon a sufficient proof
that the possibility which it desires to have explained does in fact not exist
at all, depends the success or failure of metaphysics. Among philosophers,
David Hume came nearest to envisaging this problem, but still was very far from
conceiving it with sufficient definiteness and universality. He occupied
himself exclusively with the synthetic proposition regarding the connection of
an effect with its cause (principium causalitatis), and he believed
himself to have shown that such an a priori proposition is entirely
impossible. If we accept his conclusions, then all that we call metaphysics is
a mere delusion whereby we fancy ourselves to have rational insight into what,
in actual fact, is borrowed solely from experience, and under the influence of
custom has taken the illusory semblance of necessity. If he had envisaged our
problem in all its universality, he would never have been guilty of this
statement, so destructive of all pure philosophy. For he would then have
recognised that, according to his own argument, pure mathematics, as certainly
containing a priori synthetic propositions, would also not be possible;
and from such an assertion <147> his good sense would have saved him.
In
the solution of the above problem, we are at the same [56] time deciding as to
the possibility of the employment of pure reason in establishing and developing
all those sciences which contain a theoretical a priori knowledge of
objects, and have therefore to answer the questions:
How is pure mathematics possible?
How is pure science of nature possible?
Since
these sciences actually exist, it is quite proper to ask how they are
possible; for that they must be possible is proved by the fact that they exist.
But the poor progress which has hitherto been made in metaphysics, and the fact
that no system yet propounded can, in view of the essential purpose of
metaphysics, be said really to exist, leaves everyone sufficient ground for
doubting as to its possibility.
Yet,
in a certain sense, this kind of knowledge is to be looked upon as
given; that is to say, metaphysics actually exists, if not as a science, yet
still as natural disposition (metaphysica naturalis). For human reason,
without being moved merely by the idle desire for extent and variety of
knowledge, proceeds impetuously, driven on by an inward need, to questions such
as cannot be answered by any empirical employment of reason, or by principles
thence derived. Thus in all men, as soon as their reason has become ripe for
speculation, there has always existed and will always continue to exist some
kind of metaphysics. And so we have the question: How is metaphysics, as
natural disposition, possible? that is, how from the nature of universal
human reason do those questions arise which pure reason propounds to itself,
and which it is impelled by its own need to answer as best it can?
But
since all attempts which have hitherto been made to answer these natural
questions – for instance, whether the [57] world has a beginning or is from
eternity – have always met with unavoidable contradictions, we cannot rest
satisfied with the mere natural disposition to metaphysics, that is, with the
pure faculty of reason itself, from which, indeed, some sort of metaphysics (be
it what it may) always arises. It must be possible for reason to attain
<148> to certainty whether we know or do not know the objects of
metaphysics, that is, to come to a decision either in regard to the objects of
its enquiries or in regard to the capacity or incapacity of reason to pass any
judgment upon them, so that we may either with confidence extend our pure
reason or set to it sure and determinate limits. This last question, which
arises out of the previous general problem, may, rightly stated, take the form:
How is metaphysics, as science, possible?
Thus
the critique of reason, in the end, necessarily leads to scientific knowledge;
while its dogmatic employment, on the other hand, lands us in dogmatic
assertions to which other assertions, equally specious, can always be opposed –
that is, in scepticism.
This
science cannot be of any very formidable prolixity, since it has to deal not
with the objects of reason, the variety of which is inexhaustible, but only
with itself and the problems which arise entirely from within itself, and which
are imposed upon it by its own nature, not by the nature of things which are
distinct from it. When once reason has learnt completely to understand its own
power in respect of objects which can be presented to it in experience, it
should easily be able to determine, with completeness and certainty, the extent
and the limits of its attempted employment beyond the bounds of all experience.
We
may, then, and indeed we must, regard as abortive all attempts, hitherto made,
to establish a metaphysic dogmatically. For the analytic part in any
such attempted system, namely, the mere analysis of the concepts that inhere in
our reason a priori, is by no means the aim of, but only a preparation
for, metaphysics proper, that is, the extension of its a – priori
synthetic knowledge. For such a purpose, the analysis of concepts is useless,
since it merely shows what is contained in these concepts, not how we arrive at
them a priori. A solution [58] of this latter problem is required, that
we may be able to determine the valid employment of such concepts in regard to
the objects of all knowledge in general. Nor is much self-denial needed to give
up these claims, seeing that the undeniable, and in the dogmatic procedure of reason
also unavoidable, contradictions of reason with itself have long since
undermined the authority of every metaphysical system yet propounded. Greater
firmness will be required if we are not to be deterred by inward difficulties
and outward opposition from endeavouring, through application of a method
entirely different from any hitherto employed, at last to bring to a prosperous
and fruitful growth a science indispensable to human reason – a science whose
every branch may be cut away but whose root cannot be destroyed.
<149>
VII. THE IDEA AND DIVISION OF A SPECIAL SCIENCE, UNDER THE TITLE “CRITIQUE OF
PURE REASON”
In
view of all these considerations, we arrive at the idea of a special science
which can be entitled the Critique of Pure Reason. For reason is the faculty
which supplies the principles of a priori knowledge. Pure reason is,
therefore, that which contains the principles whereby we know anything
absolutely a priori. An organon of pure reason would be the sum-total of
those principles according to which all modes of pure a priori knowledge
can be acquired and actually brought into being. The exhaustive application of
such an organon would give rise to a system of pure reason. But as this would
be asking rather much, and as it is still doubtful whether, and in what cases,
any extension of our knowledge be here possible, we [59] can regard a science
of the mere examination of pure reason, of its sources and limits, as the propaedeutic
to the system of pure reason. As such, it should be called a critique, not a
doctrine, of pure reason. Its utility, in speculation, ought properly to be
only negative, not to extend, but only to clarify our reason, and keep it free
from errors – which is already a very great gain. I entitle transcendental
all knowledge which is occupied not so much with objects as with the mode of
our knowledge of objects in so far as this mode of knowledge is to be possible a
priori. A system of such concepts might be entitled transcendental
philosophy. But that is still, at this stage, too large an undertaking. For
since such a science must contain, with completeness, both kinds of a priori
knowledge, the analytic no less than the synthetic, it is, so far as our
present purpose is concerned, much too comprehensive. We have to carry the
analysis so far only as is indispensably necessary in order to comprehend, in
their whole extent, the principles of a priori synthesis, with which
alone we are called upon to deal. It is upon this enquiry, which <150>
should be entitled not a doctrine, but only a transcendental critique, that we
are now engaged. Its purpose is not to extend knowledge, but only to correct
it, and to supply a touchstone of the value, or lack of value, of all a
priori knowledge. Such a critique is therefore a preparation, so far as may
be possible, for an organon; and should this turn out not to be possible, then
at least for a canon, according to which, in due course, the complete system of
the philosophy of pure reason – be it in extension or merely in limitation of
its knowledge – may be carried into execution, analytically as well as
synthetically. That such a system is possible, and indeed that it may not be of
such great extent as to cut us off from the hope of entirely completing it, may
already be gathered from the fact that what here constitutes our subject-matter
is not the nature of things, which is inexhaustible, but the understanding
which passes judgment upon the nature of things; and this understanding, again,
only in respect of its a priori knowledge. These a priori
possessions of the understanding, since they [60] have not to be sought for
without, cannot remain hidden from of our apprehending them in their
completeness of judging them. Still less may the
reader here expect a critique of books and systems of pure reason; we are
concerned only with the critique of the faculty of pure reason itself. Only in
so far as we build upon this foundation do we have a reliable touchstone for
estimating the philosophical value of old and new works in this field.
Otherwise the unqualified historian or critic is passing judgments upon the
groundless assertions of others by means of his own, which are equally
groundless.
Transcendental
philosophy is only the idea of a science, for which the critique of pure reason
has to lay down the complete architectonic plan. That is to say, it has to
guarantee, as following from principles, the completeness and certainty of the
structure in all its parts. It is the system of all principles of pure reason.
And if this critique is not itself to be entitled a transcendental philosophy,
it is solely because, to be a complete system, it would also have to contain an
exhaustive analysis of the whole of a priori human knowledge. Our
critique must, indeed, supply a complete enumeration of all the fundamental
concepts that go to constitute such pure knowledge. But it is not required to
give an exhaustive analysis of these concepts, nor <151> a complete
review of those that can be derived from them. Such a demand would be
unreasonable, partly because this analysis would not be appropriate to our main
purpose, inasmuch as there is no such uncertainty in regard to analysis as we
encounter in the case of synthesis, for the sake of which alone our whole
critique is undertaken; and partly because it would be inconsistent with the
unity of our plan to assume responsibility for the completeness of such an
analysis and derivation, when in view of our purpose we can be excused from
doing so. The analysis of these a priori concepts, which later we shall
have to enumerate, and the derivation of other concepts from them, can easily,
however [61], be made complete when once they have been established as
exhausting the principles of synthesis, and if in this essential respect
nothing be lacking in them.
The
critique of pure reason therefore will contain all that is essential in
transcendental philosophy. While it is the complete idea of transcendental
philosophy, it is not equivalent to that latter science; for it carries the
analysis only so far as is requisite for the complete examination of knowledge
which is a priori and synthetic.
What
has chiefly to be kept in view in the division of such a science, is that no
concepts be allowed to enter which contain in themselves anything empirical,
or, in other words, that it consist in knowledge wholly a priori.
Accordingly, although the highest principles and fundamental concepts of
morality are a priori knowledge, they have no place in transcendental
philosophy, because, although they do not lay at the foundation of their precepts
the concepts of pleasure and pain, of the desires and inclinations, etc., all
of which are of empirical origin, yet in the construction of a system of pure
morality these empirical concepts must necessarily be brought into the concept
of duty, as representing either a hindrance, which we have to overcome, or an
allurement, which must not be made into a motive. Transcendental philosophy is
therefore a philosophy of pure and merely speculative reason. All that is
practical, so far as it contains motives, relates to feelings, and these belong
to the empirical sources of knowledge.
If
we are to make a systematic division of the science which we are engaged in
presenting, it must have first a doctrine of the elements, and secondly,
a doctrine of the method of pure reason. Each of these chief divisions
will have its subdivisions, but the grounds of these we are not yet in a
position to explain. By <152> way of introduction or anticipation we need
only say that there are two stems of human knowledge, namely, sensibility
and understanding, which perhaps spring from a common, but to us
unknown, root. Through the former, objects are given to us; through the latter,
they are [62] thought. Now in so far as sensibility may be found to contain a
priori representations constituting the condition under which objects are
given to us, it will belong to transcendental philosophy. And since the
conditions under which alone the objects of human knowledge are given must
precede those under which they are thought, the transcendental doctrine of
sensibility will constitute the first part of the science of the elements.